Fixed-fee advisory only. Preparatory and strategic in nature. Alternative trading for firm account exclusively.
- Low-regulation focus: No success fees, no equity stakes tied to outcomes, no direct solicitation.
- Compliance-first: All securities activity is Alternative; advisory prep only until licensed (Series 65/RIA pending).
- Client-centric: Retainer model ensures alignment without conflicts from commissions or placements.
- Referral-based: Partner with attorneys, CPAs, licensed originators for execution needs.
Key Limitation: Services do not include registered investment advice, broker-dealer activity, or loan brokerage until NMLS/Series 65 obtained and registrations filed.